Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, LONGIE DENISE
Chinese Name of Relevant Individual
陳朗芝
HKMA Registration Number
AF4994
Other HKMA Registration Number(s)
AF8634
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2022 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2022 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2022 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2022 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2019 - 28 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2019 - 28 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2016 - 01 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Apr 2015 - 16 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2013 - 05 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2013 - 05 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2012 - 29 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2012 - 29 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, LONGIE DENISE
:
Chinese Name of Relevant Individual
陳朗芝
:
HKMA Registration Number
AF4994
:
Other HKMA Registration Number(s)
AF8634
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8634
CITIBANK, N.A.
Type 1: dealing in securities
09 Feb 2022 - 31 Mar 2023
No
AF8634
CITIBANK, N.A.
Type 4: advising on securities
09 Feb 2022 - 31 Mar 2023
No
AF8634
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Feb 2022 - 31 Mar 2023
No
AF8634
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
09 Feb 2022 - 31 Mar 2023
No
AF8634
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Jun 2019 - 28 Jan 2022
No
AF8634
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Jun 2019 - 28 Jan 2022
No
AF8634
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Nov 2016 - 01 Sep 2018
No
AF8634
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Oct 2015 - 16 Oct 2016
No
AF8634
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Apr 2015 - 16 Oct 2016
No
AF8634
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Apr 2015 - 16 Oct 2016
No
AF8634
CTBC BANK CO., LTD.
Type 1: dealing in securities
11 Jan 2013 - 05 Jan 2015
No
AF8634
CTBC BANK CO., LTD.
Type 4: advising on securities
11 Jan 2013 - 05 Jan 2015
No
AF4994
CITIBANK, N.A.
Type 1: dealing in securities
16 Feb 2012 - 29 Jun 2012
No
AF4994
CITIBANK, N.A.
Type 4: advising on securities
16 Feb 2012 - 29 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.