Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KWOK WAI
Chinese Name of Relevant Individual
黃國威
HKMA Registration Number
AF5000
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, HEAD OF DEBT CAPITAL MARKETS, GREATER CHINA
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, HEAD OF DEBT CAPITAL MARKETS, GREATER CHINA
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
17 Jan 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, HEAD OF DEBT CAPITAL MARKETS, GREATER CHINA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 17 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2014 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2014 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2012 - 01 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2012 - 01 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KWOK WAI
:
Chinese Name of Relevant Individual
黃國威
:
HKMA Registration Number
AF5000
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
17 Jan 2018
No
EXECUTIVE DIRECTOR, HEAD OF DEBT CAPITAL MARKETS, GREATER CHINA
NATIXIS
Type 4: advising on securities
17 Jan 2018
No
EXECUTIVE DIRECTOR, HEAD OF DEBT CAPITAL MARKETS, GREATER CHINA
NATIXIS
Type 6: advising on corporate finance
17 Jan 2018
No
EXECUTIVE DIRECTOR, HEAD OF DEBT CAPITAL MARKETS, GREATER CHINA
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5000
NATIXIS
Type 1: dealing in securities
Since 17 Jan 2018
No
AF5000
NATIXIS
Type 4: advising on securities
Since 17 Jan 2018
No
AF5000
NATIXIS
Type 6: advising on corporate finance
Since 17 Jan 2018
No
AF5000
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
13 Oct 2014 - 31 Oct 2014
No
AF5000
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
13 Oct 2014 - 31 Oct 2014
No
AF5000
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
17 Feb 2012 - 01 Jan 2014
No
AF5000
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
17 Feb 2012 - 01 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.