Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, PAK NGAI
Chinese Name of Relevant Individual
余柏毅
HKMA Registration Number
AF5008
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2015 - 23 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2013 - 17 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2012 - 27 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2012 - 27 Dec 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, PAK NGAI
:
Chinese Name of Relevant Individual
余柏毅
:
HKMA Registration Number
AF5008
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5008
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Aug 2015 - 23 Sep 2016
No
AF5008
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
06 Jul 2013 - 17 Jun 2015
No
AF5008
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Feb 2012 - 27 Dec 2012
No
AF5008
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Feb 2012 - 27 Dec 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.