Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEK, TZE KHIN
Chinese Name of Relevant Individual
HKMA Registration Number
AF5035
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2019 - 30 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2019 - 30 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2019 - 24 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2019 - 24 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2019 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2019 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2018 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2018 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 24 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 24 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2017 - 02 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2017 - 04 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 25
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEK, TZE KHIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5035
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2019 - 30 Oct 2019
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Oct 2019 - 30 Oct 2019
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Jul 2019 - 24 Jul 2019
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jul 2019 - 24 Jul 2019
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jan 2019 - 18 Jan 2019
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Jan 2019 - 18 Jan 2019
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Oct 2018 - 31 Oct 2018
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Oct 2018 - 31 Oct 2018
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jul 2018 - 25 Jul 2018
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Jul 2018 - 25 Jul 2018
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Jan 2018 - 24 Jan 2018
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Jan 2018 - 24 Jan 2018
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 May 2017 - 02 Jun 2017
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
31 May 2017 - 02 Jun 2017
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Mar 2017 - 04 Mar 2017
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Jan 2014 - 22 Jan 2014
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Nov 2013 - 13 Nov 2013
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Sep 2013 - 25 Sep 2013
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Jul 2013 - 01 Aug 2013
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 May 2013 - 23 May 2013
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jan 2013 - 24 Jan 2013
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Jun 2012 - 28 Jun 2012
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Apr 2012 - 27 Apr 2012
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Mar 2012 - 21 Mar 2012
No
AF5035
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Feb 2012 - 24 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.