Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SABNIS, AVADHOOT MADHUKAR
Chinese Name of Relevant Individual
HKMA Registration Number
AF5048
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2018 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2017 - 18 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2017 - 26 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2016 - 18 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2016 - 18 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2012 - 24 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SABNIS, AVADHOOT MADHUKAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5048
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5048
CIMB BANK BERHAD
Type 4: advising on securities
10 Apr 2018 - 12 Apr 2018
No
AF5048
CIMB BANK BERHAD
Type 4: advising on securities
14 Aug 2017 - 18 Aug 2017
No
AF5048
CIMB BANK BERHAD
Type 4: advising on securities
24 Jan 2017 - 26 Jan 2017
No
AF5048
CIMB BANK BERHAD
Type 4: advising on securities
16 Aug 2016 - 18 Aug 2016
No
AF5048
CIMB BANK BERHAD
Type 4: advising on securities
16 Feb 2016 - 18 Feb 2016
No
AF5048
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
22 Feb 2012 - 24 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
