Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, TZE PING
Chinese Name of Relevant Individual
凌子平
HKMA Registration Number
AF5055
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jun 2016
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jun 2016
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2015 - 03 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2015 - 03 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2014 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2013 - 01 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2013 - 01 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 May 2013 - 01 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2012 - 16 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2012 - 16 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, TZE PING
:
Chinese Name of Relevant Individual
凌子平
:
HKMA Registration Number
AF5055
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jun 2016
No
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Jun 2016
No
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
DBS BANK LTD.
Type 1: dealing in securities
10 Aug 2024
No
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
DBS BANK LTD.
Type 4: advising on securities
10 Aug 2024
No
RELATIONSHIP MANAGER, LIABILITIES, SME BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5055
DBS BANK LTD.
Type 1: dealing in securities
Since 10 Aug 2024
No
AF5055
DBS BANK LTD.
Type 4: advising on securities
Since 10 Aug 2024
No
AF5055
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Jun 2016
No
AF5055
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Jun 2016
No
AF5055
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
26 Sep 2015 - 03 Jun 2016
No
AF5055
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
26 Sep 2015 - 03 Jun 2016
No
AF5055
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 May 2014 - 02 Aug 2015
No
AF5055
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 May 2013 - 01 May 2014
No
AF5055
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 May 2013 - 01 May 2014
No
AF5055
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 May 2013 - 01 May 2014
No
AF5055
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
21 Jul 2012 - 16 Apr 2013
No
AF5055
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
23 Feb 2012 - 16 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.