Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, WING YAN WINNIE
Chinese Name of Relevant Individual
蕭詠茵
HKMA Registration Number
AF5063
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2012 - 06 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2012 - 06 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, WING YAN WINNIE
:
Chinese Name of Relevant Individual
蕭詠茵
:
HKMA Registration Number
AF5063
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5063
BANK OF MONTREAL
Type 1: dealing in securities
03 Mar 2012 - 06 Feb 2013
No
AF5063
BANK OF MONTREAL
Type 4: advising on securities
03 Mar 2012 - 06 Feb 2013
No
AF5063
BANK OF MONTREAL
Type 1: dealing in securities
23 Feb 2012
No
AF5063
BANK OF MONTREAL
Type 4: advising on securities
23 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.