Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, SZE WING
Chinese Name of Relevant Individual
何詩泳
HKMA Registration Number
AF5075
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2016 - 08 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2014 - 08 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2012 - 29 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2012 - 29 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, SZE WING
:
Chinese Name of Relevant Individual
何詩泳
:
HKMA Registration Number
AF5075
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5075
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
07 May 2016 - 08 Aug 2018
No
AF5075
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
07 Aug 2014 - 08 Aug 2018
No
AF5075
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Feb 2012 - 29 Dec 2013
No
AF5075
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Feb 2012 - 29 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.