Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA HO
Chinese Name of Relevant Individual
陳嘉豪
HKMA Registration Number
AF5095
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2019 - 01 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2019 - 01 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Sep 2019 - 01 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2018 - 07 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2018 - 07 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2015 - 03 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2015 - 03 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2012 - 31 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2012 - 31 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA HO
:
Chinese Name of Relevant Individual
陳嘉豪
:
HKMA Registration Number
AF5095
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5095
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Sep 2019 - 01 Dec 2024
No
AF5095
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Sep 2019 - 01 Dec 2024
No
AF5095
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Sep 2019 - 01 Dec 2024
No
AF5095
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Apr 2018 - 07 Aug 2019
No
AF5095
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Apr 2018 - 07 Aug 2019
No
AF5095
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2015 - 03 Jan 2016
No
AF5095
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2015 - 03 Jan 2016
No
AF5095
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Feb 2012 - 31 May 2015
No
AF5095
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Feb 2012 - 31 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.