Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, SUN WOO
Chinese Name of Relevant Individual
HKMA Registration Number
AF5103
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2015 - 03 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2015 - 07 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2015 - 26 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2015 - 21 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2014 - 06 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2014 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2013 - 27 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2012 - 25 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2012 - 20 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2012 - 01 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, SUN WOO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5103
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
31 Aug 2015 - 03 Sep 2015
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
04 May 2015 - 07 May 2015
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
24 Feb 2015 - 26 Feb 2015
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jan 2015 - 21 Jan 2015
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
03 Dec 2014 - 06 Dec 2014
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
10 Jun 2014 - 13 Jun 2014
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
06 Dec 2013
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
24 Mar 2013 - 27 Mar 2013
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
22 Aug 2012 - 25 Aug 2012
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jun 2012 - 20 Jun 2012
No
AF5103
BARCLAYS BANK PLC
Type 4: advising on securities
26 Feb 2012 - 01 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.