Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, LAI SARAH
Chinese Name of Relevant Individual
黃勵
HKMA Registration Number
AF5120
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2012 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2012 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Sep 2012 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2012 - 11 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2012 - 11 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Feb 2012 - 11 Sep 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, LAI SARAH
:
Chinese Name of Relevant Individual
黃勵
:
HKMA Registration Number
AF5120
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5120
DBS BANK LTD.
Type 1: dealing in securities
12 Sep 2012 - 31 Mar 2015
Yes
AF5120
DBS BANK LTD.
Type 4: advising on securities
12 Sep 2012 - 31 Mar 2015
Yes
AF5120
DBS BANK LTD.
Type 6: advising on corporate finance
12 Sep 2012 - 31 Mar 2015
Yes
AF5120
DBS BANK LTD.
Type 1: dealing in securities
28 Feb 2012 - 11 Sep 2012
No
AF5120
DBS BANK LTD.
Type 4: advising on securities
28 Feb 2012 - 11 Sep 2012
No
AF5120
DBS BANK LTD.
Type 6: advising on corporate finance
28 Feb 2012 - 11 Sep 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.