Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SAPUTRO, ALBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AF5137
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2013 - 02 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2013 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2012 - 19 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2012 - 26 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 Feb 2012 - 02 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SAPUTRO, ALBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5137
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5137
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
31 Jul 2013 - 02 Aug 2013
No
AF5137
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
30 Apr 2013 - 31 May 2013
No
AF5137
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
17 Oct 2012 - 19 Oct 2012
No
AF5137
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Jun 2012 - 26 Jun 2012
No
AF5137
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Feb 2012 - 02 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.