Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AGARWAL, AVYAKT KUMAR
Chinese Name of Relevant Individual
HKMA Registration Number
AF5141
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2015 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2014 - 01 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2014 - 24 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2013 - 28 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2013 - 10 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Feb 2012 - 02 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AGARWAL, AVYAKT KUMAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5141
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5141
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Feb 2015 - 13 Feb 2015
No
AF5141
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Jul 2014 - 01 Aug 2014
No
AF5141
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Jan 2014 - 24 Jan 2014
No
AF5141
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Jul 2013 - 28 Jul 2013
No
AF5141
BARCLAYS BANK PLC
Type 1: dealing in securities
08 May 2013 - 10 May 2013
No
AF5141
BARCLAYS BANK PLC
Type 1: dealing in securities
29 Feb 2012 - 02 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.