Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MING, PUI LAM
Chinese Name of Relevant Individual
明佩林
HKMA Registration Number
AF5180
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2019 - 31 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2019 - 31 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Jul 2019 - 30 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2017 - 05 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2017 - 25 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2017 - 25 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2012 - 03 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2012 - 03 Dec 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MING, PUI LAM
:
Chinese Name of Relevant Individual
明佩林
:
HKMA Registration Number
AF5180
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5180
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Jul 2019 - 31 Dec 2022
No
AF5180
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Jul 2019 - 31 Dec 2022
No
AF5180
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Jul 2019 - 30 Jun 2022
No
AF5180
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2017 - 05 Jun 2018
No
AF5180
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Jan 2017 - 25 Apr 2017
No
AF5180
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Jan 2017 - 25 Apr 2017
No
AF5180
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Mar 2012 - 03 Dec 2016
No
AF5180
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Mar 2012 - 03 Dec 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.