Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, SAU YUNG
Chinese Name of Relevant Individual
馬琇榕
HKMA Registration Number
AF5181
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2015 - 06 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2014 - 20 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2014 - 20 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2012 - 15 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2012 - 15 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2012 - 31 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2012 - 31 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, SAU YUNG
:
Chinese Name of Relevant Individual
馬琇榕
:
HKMA Registration Number
AF5181
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5181
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 Aug 2015 - 06 Jul 2017
No
AF5181
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Jan 2014 - 20 Feb 2015
No
AF5181
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Jan 2014 - 20 Feb 2015
No
AF5181
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
06 Sep 2012 - 15 Dec 2013
No
AF5181
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
06 Sep 2012 - 15 Dec 2013
No
AF5181
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Mar 2012 - 31 Jul 2012
No
AF5181
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Mar 2012 - 31 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.