Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FOK, WAI KIT
Chinese Name of Relevant Individual
霍偉傑
HKMA Registration Number
AF5184
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2023 - 07 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2023 - 07 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2018 - 25 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2018 - 25 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2014 - 08 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2014 - 08 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2012 - 05 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2012 - 05 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2012 - 03 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2012 - 03 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2012 - 03 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2012 - 03 Jun 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FOK, WAI KIT
:
Chinese Name of Relevant Individual
霍偉傑
:
HKMA Registration Number
AF5184
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5184
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2023 - 07 Jul 2024
No
AF5184
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2023 - 07 Jul 2024
No
AF5184
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
10 Oct 2018 - 25 Aug 2023
No
AF5184
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
10 Oct 2018 - 25 Aug 2023
No
AF5184
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Mar 2014 - 08 Jun 2016
No
AF5184
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Mar 2014 - 08 Jun 2016
No
AF5184
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Mar 2012 - 05 Jun 2012
No
AF5184
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Mar 2012 - 05 Jun 2012
No
AF5184
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
14 Apr 2012 - 03 Jun 2012
No
AF5184
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
14 Apr 2012 - 03 Jun 2012
No
AF5184
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Apr 2012 - 03 Jun 2012
No
AF5184
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
13 Apr 2012 - 03 Jun 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.