Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, KIN SUN
Chinese Name of Relevant Individual
朱建新
HKMA Registration Number
AF5185
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2019 - 15 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2019 - 15 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2017 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2017 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2012 - 29 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2012 - 29 Jun 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, KIN SUN
:
Chinese Name of Relevant Individual
朱建新
:
HKMA Registration Number
AF5185
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5185
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Oct 2019 - 15 Jul 2021
No
AF5185
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Oct 2019 - 15 Jul 2021
No
AF5185
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Aug 2017 - 18 Jul 2018
No
AF5185
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Aug 2017 - 18 Jul 2018
No
AF5185
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Mar 2012 - 29 Jun 2017
No
AF5185
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Mar 2012 - 29 Jun 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.