Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, YUE
Chinese Name of Relevant Individual
吳鉞
HKMA Registration Number
AF5200
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2014 - 04 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2014 - 04 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2012 - 10 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2012 - 10 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, YUE
:
Chinese Name of Relevant Individual
吳鉞
:
HKMA Registration Number
AF5200
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5200
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
18 Oct 2014 - 04 Jul 2019
No
AF5200
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
18 Oct 2014 - 04 Jul 2019
No
AF5200
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
06 Mar 2012 - 10 Jun 2013
No
AF5200
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
06 Mar 2012 - 10 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.