Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GHALE, YASMIN
Chinese Name of Relevant Individual
HKMA Registration Number
AF5202
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2016 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2015 - 18 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2015 - 11 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2014 - 07 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2014 - 11 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2014 - 27 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2013 - 15 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2013 - 23 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2013 - 01 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2012 - 13 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2012 - 20 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2012 - 08 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GHALE, YASMIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5202
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
10 May 2016 - 19 May 2016
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
13 Dec 2015 - 18 Dec 2015
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
07 Sep 2015 - 11 Sep 2015
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
02 Nov 2014 - 07 Nov 2014
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
06 Oct 2014 - 11 Oct 2014
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
24 Jun 2014 - 27 Jun 2014
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
10 Nov 2013 - 15 Nov 2013
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
21 May 2013 - 23 May 2013
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
20 Mar 2013
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
28 Jan 2013 - 01 Feb 2013
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
10 Oct 2012 - 13 Oct 2012
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
17 Apr 2012 - 20 Apr 2012
No
AF5202
BARCLAYS BANK PLC
Type 4: advising on securities
06 Mar 2012 - 08 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.