Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, SIU CHEUNG
Chinese Name of Relevant Individual
關兆翔
HKMA Registration Number
AF5203
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY & GLOBAL MARKETS
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY & GLOBAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2016 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2016 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
04 Jan 2016 - 29 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2015 - 26 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2012 - 21 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2012 - 21 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, SIU CHEUNG
:
Chinese Name of Relevant Individual
關兆翔
:
HKMA Registration Number
AF5203
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Oct 2023
No
TREASURY & GLOBAL MARKETS
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Oct 2023
No
TREASURY & GLOBAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5203
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 21 Oct 2023
No
AF5203
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 21 Oct 2023
No
AF5203
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Jan 2016 - 29 Sep 2023
No
AF5203
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Jan 2016 - 29 Sep 2023
No
AF5203
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
04 Jan 2016 - 29 Sep 2023
No
AF5203
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
01 Sep 2015 - 26 Oct 2015
No
AF5203
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Mar 2012 - 21 Jul 2015
No
AF5203
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Mar 2012 - 21 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.