Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, JOVIN NAULI BASA
Chinese Name of Relevant Individual
HKMA Registration Number
AF5212
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2013 - 22 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2013 - 23 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Mar 2012 - 09 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, JOVIN NAULI BASA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5212
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5212
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Nov 2013 - 22 Nov 2013
No
AF5212
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Aug 2013 - 23 Aug 2013
No
AF5212
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Mar 2012 - 09 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.