Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, WAN SHAN
Chinese Name of Relevant Individual
姚蘊珊
HKMA Registration Number
AF5266
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2018 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2018 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2016 - 03 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2016 - 03 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2012 - 14 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2012 - 14 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, WAN SHAN
:
Chinese Name of Relevant Individual
姚蘊珊
:
HKMA Registration Number
AF5266
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5266
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
29 Mar 2018 - 21 Oct 2018
No
AF5266
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
29 Mar 2018 - 21 Oct 2018
No
AF5266
WING LUNG BANK LIMITED
Type 1: dealing in securities
16 Nov 2016 - 03 Mar 2017
No
AF5266
WING LUNG BANK LIMITED
Type 4: advising on securities
16 Nov 2016 - 03 Mar 2017
No
AF5266
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2012 - 14 Jul 2016
No
AF5266
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2012 - 14 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.