Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, LO YEE SANDY
Chinese Name of Relevant Individual
張露兒
HKMA Registration Number
AF5276
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2017 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2017 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2012 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2012 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, LO YEE SANDY
:
Chinese Name of Relevant Individual
張露兒
:
HKMA Registration Number
AF5276
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5276
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
12 Apr 2017 - 23 Nov 2018
No
AF5276
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
12 Apr 2017 - 23 Nov 2018
No
AF5276
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2012 - 08 Nov 2016
No
AF5276
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Mar 2012 - 08 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.