Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, YUK MAN
Chinese Name of Relevant Individual
梁郁文
HKMA Registration Number
AF5293
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
13 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 13 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2021 - 18 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2016 - 16 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Sep 2016 - 16 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2016 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2012 - 27 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2012 - 27 Dec 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2012 - 02 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2012 - 02 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Mar 2012 - 02 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, YUK MAN
:
Chinese Name of Relevant Individual
梁郁文
:
HKMA Registration Number
AF5293
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Apr 2026
No
BUSINESS BANKING
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Apr 2026
No
BUSINESS BANKING
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5293
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 13 Apr 2026
No
AF5293
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 13 Apr 2026
No
AF5293
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Aug 2021 - 18 Feb 2024
No
AF5293
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Sep 2016 - 16 Oct 2020
No
AF5293
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Sep 2016 - 16 Oct 2020
No
AF5293
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Sep 2016 - 27 Mar 2018
No
AF5293
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Aug 2012 - 27 Dec 2012
No
AF5293
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Aug 2012 - 27 Dec 2012
No
AF5293
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Mar 2012 - 02 May 2012
No
AF5293
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Mar 2012 - 02 May 2012
No
AF5293
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Mar 2012 - 02 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
