Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, WING YIU
Chinese Name of Relevant Individual
李永瑤
HKMA Registration Number
AF5294
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2012 - 07 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2012 - 07 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2012 - 27 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2012 - 27 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Mar 2012 - 27 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, WING YIU
:
Chinese Name of Relevant Individual
李永瑤
:
HKMA Registration Number
AF5294
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5294
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Oct 2012 - 07 Apr 2013
No
AF5294
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Oct 2012 - 07 Apr 2013
No
AF5294
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Mar 2012 - 27 Aug 2012
No
AF5294
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Mar 2012 - 27 Aug 2012
No
AF5294
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Mar 2012 - 27 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.