Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ARNOLD, GILLIAN LINDA MARY
Chinese Name of Relevant Individual
HKMA Registration Number
AF5295
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2014 - 10 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2014 - 10 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2012 - 13 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2012 - 13 Jan 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ARNOLD, GILLIAN LINDA MARY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5295
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5295
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
24 Apr 2014 - 10 Mar 2015
No
AF5295
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
24 Apr 2014 - 10 Mar 2015
No
AF5295
COUTTS & CO AG
Type 1: dealing in securities
13 Mar 2012 - 13 Jan 2013
No
AF5295
COUTTS & CO AG
Type 4: advising on securities
13 Mar 2012 - 13 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.