Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, SIU KEI
Chinese Name of Relevant Individual

李兆基
HKMA Registration Number
AF5330
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jul 2017
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT, RETAIL LENDING
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jul 2017
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT, RETAIL LENDING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, SIU KEI
:
Chinese Name of Relevant Individual
李兆基
:
HKMA Registration Number
AF5330
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
01 Jul 2017
No
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT, RETAIL LENDING
CHONG HING BANK LIMITED
Type 4: advising on securities
01 Jul 2017
No
ASSISTANT VICE PRESIDENT, BUSINESS DEVELOPMENT, RETAIL LENDING