Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KA YEE JOSEPHINE
Chinese Name of Relevant Individual
何嘉儀
HKMA Registration Number
AF5337
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2020 - 07 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2020 - 07 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2012 - 13 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2012 - 13 Sep 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KA YEE JOSEPHINE
:
Chinese Name of Relevant Individual
何嘉儀
:
HKMA Registration Number
AF5337
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5337
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Oct 2020 - 07 Mar 2021
No
AF5337
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
13 Oct 2020 - 07 Mar 2021
No
AF5337
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Mar 2012 - 13 Sep 2020
No
AF5337
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Mar 2012 - 13 Sep 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.