Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BANZ, SASCHA PETER
Chinese Name of Relevant Individual
HKMA Registration Number
AF5352
Other HKMA Registration Number(s)
AC6808
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2012 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2012 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2012 - 28 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2012 - 28 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2005 - 18 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2005 - 18 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BANZ, SASCHA PETER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5352
:
Other HKMA Registration Number(s)
AC6808
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5352
CREDIT SUISSE AG
Type 1: dealing in securities
29 May 2012 - 06 Sep 2023
Yes
AF5352
CREDIT SUISSE AG
Type 4: advising on securities
29 May 2012 - 06 Sep 2023
Yes
AF5352
CREDIT SUISSE AG
Type 1: dealing in securities
17 Mar 2012 - 28 May 2012
No
AF5352
CREDIT SUISSE AG
Type 4: advising on securities
17 Mar 2012 - 28 May 2012
No
AC6808
CREDIT SUISSE AG
Type 1: dealing in securities
03 Sep 2005 - 18 Mar 2012
No
AC6808
CREDIT SUISSE AG
Type 4: advising on securities
03 Sep 2005 - 18 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.