Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, HE
Chinese Name of Relevant Individual
王禾
HKMA Registration Number
AF5354
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2014 - 05 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2014 - 05 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2012 - 30 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, HE
:
Chinese Name of Relevant Individual
王禾
:
HKMA Registration Number
AF5354
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5354
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Oct 2014 - 05 Nov 2015
No
AF5354
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Oct 2014 - 05 Nov 2015
No
AF5354
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Mar 2012 - 30 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.