Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, ARNY KA KI
Chinese Name of Relevant Individual
吳嘉旗
HKMA Registration Number
AF5360
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2014 - 04 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
21 Aug 2014 - 04 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2012 - 08 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, ARNY KA KI
:
Chinese Name of Relevant Individual
吳嘉旗
:
HKMA Registration Number
AF5360
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5360
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
21 Aug 2014 - 04 Mar 2019
No
AF5360
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
21 Aug 2014 - 04 Mar 2019
No
AF5360
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
18 Aug 2014
No
AF5360
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
18 Aug 2014
No
AF5360
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 Mar 2012 - 08 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.