Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ALEXANDER, KAYVON
Chinese Name of Relevant Individual
HKMA Registration Number
AF5361
Other HKMA Registration Number(s)
AE3309
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2026 - 19 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2026 - 19 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2025 - 16 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2025 - 16 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2025 - 22 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2025 - 22 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2025 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2025 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2024 - 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2024 - 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2024 - 24 Apr 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 31
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ALEXANDER, KAYVON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5361
:
Other HKMA Registration Number(s)
AE3309
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
18 May 2026 - 19 May 2026
No
AF5361
ROYAL BANK OF CANADA
Type 4: advising on securities
18 May 2026 - 19 May 2026
No
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
16 Jan 2026
No
AF5361
ROYAL BANK OF CANADA
Type 4: advising on securities
16 Jan 2026
No
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Oct 2025 - 16 Oct 2025
No
AF5361
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Oct 2025 - 16 Oct 2025
No
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Sep 2025 - 05 Sep 2025
No
AF5361
ROYAL BANK OF CANADA
Type 4: advising on securities
03 Sep 2025 - 05 Sep 2025
No
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 May 2025 - 22 May 2025
No
AF5361
ROYAL BANK OF CANADA
Type 4: advising on securities
21 May 2025 - 22 May 2025
No
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
13 Jan 2025 - 15 Jan 2025
No
AF5361
ROYAL BANK OF CANADA
Type 4: advising on securities
13 Jan 2025 - 15 Jan 2025
No
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
07 Oct 2024 - 09 Oct 2024
No
AF5361
ROYAL BANK OF CANADA
Type 4: advising on securities
07 Oct 2024 - 09 Oct 2024
No
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 Apr 2024 - 24 Apr 2024
No
AF5361
ROYAL BANK OF CANADA
Type 4: advising on securities
22 Apr 2024 - 24 Apr 2024
No
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
06 Nov 2023 - 09 Nov 2023
No
AF5361
ROYAL BANK OF CANADA
Type 4: advising on securities
06 Nov 2023 - 09 Nov 2023
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
30 Jul 2018 - 01 Aug 2018
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
30 Jul 2018 - 01 Aug 2018
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
05 Mar 2018 - 07 Mar 2018
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
05 Mar 2018 - 07 Mar 2018
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
31 Oct 2017 - 03 Nov 2017
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
31 Oct 2017 - 03 Nov 2017
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
14 Nov 2016 - 18 Nov 2016
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
14 Nov 2016 - 18 Nov 2016
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
13 Jun 2015 - 31 Aug 2016
No
AF5361
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
13 Jun 2015 - 31 Aug 2016
No
AF5361
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 Mar 2012 - 13 Jan 2013
No
AE3309
SOCIETE GENERALE
Type 1: dealing in securities
22 Dec 2009 - 11 Aug 2010
No
AE3309
SOCIETE GENERALE
Type 1: dealing in securities
16 Jun 2009 - 15 Dec 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.