Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, ZHONG YUAN
Chinese Name of Relevant Individual
HKMA Registration Number
AF5362
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2012 - 24 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2012 - 19 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2012 - 15 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2012 - 20 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, ZHONG YUAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5362
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5362
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Nov 2012 - 24 Nov 2012
No
AF5362
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Sep 2012 - 19 Sep 2012
No
AF5362
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Jul 2012 - 15 Jul 2012
No
AF5362
BARCLAYS BANK PLC
Type 1: dealing in securities
19 Mar 2012 - 20 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.