Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SAKAIDA, KUNIO
Chinese Name of Relevant Individual
HKMA Registration Number
AF5374
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2015 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2015 - 20 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2015 - 01 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2014 - 16 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2014 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2013 - 17 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2012 - 22 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SAKAIDA, KUNIO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5374
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5374
BARCLAYS BANK PLC
Type 4: advising on securities
03 Dec 2015 - 04 Dec 2015
No
AF5374
BARCLAYS BANK PLC
Type 4: advising on securities
19 Oct 2015 - 20 Oct 2015
No
AF5374
BARCLAYS BANK PLC
Type 4: advising on securities
30 Mar 2015 - 01 Apr 2015
No
AF5374
BARCLAYS BANK PLC
Type 4: advising on securities
20 Nov 2014
No
AF5374
BARCLAYS BANK PLC
Type 4: advising on securities
15 Oct 2014 - 16 Oct 2014
No
AF5374
BARCLAYS BANK PLC
Type 4: advising on securities
31 Mar 2014 - 01 Apr 2014
No
AF5374
BARCLAYS BANK PLC
Type 4: advising on securities
15 Oct 2013 - 17 Oct 2013
No
AF5374
BARCLAYS BANK PLC
Type 4: advising on securities
20 Mar 2012 - 22 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.