Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CONNELLAN, DUNCAN JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AF5395
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 May 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2015 - 19 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Mar 2015 - 19 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2014 - 19 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 Sep 2014 - 19 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2012 - 12 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Apr 2012 - 12 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CONNELLAN, DUNCAN JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5395
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5395
BARCLAYS BANK PLC
Type 1: dealing in securities
18 May 2015 - 22 May 2015
No
AF5395
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 May 2015 - 22 May 2015
No
AF5395
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Mar 2015 - 19 Mar 2015
No
AF5395
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Mar 2015 - 19 Mar 2015
No
AF5395
BARCLAYS BANK PLC
Type 1: dealing in securities
18 Sep 2014 - 19 Sep 2014
No
AF5395
BARCLAYS BANK PLC
Type 6: advising on corporate finance
18 Sep 2014 - 19 Sep 2014
No
AF5395
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Apr 2012 - 12 Apr 2012
No
AF5395
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 Apr 2012 - 12 Apr 2012
No
AF5395
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Mar 2012
No
AF5395
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.