Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, HO YIN
Chinese Name of Relevant Individual
高浩然
HKMA Registration Number
AF5396
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2012 - 27 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2012 - 27 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
23 Mar 2012 - 27 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, HO YIN
:
Chinese Name of Relevant Individual
高浩然
:
HKMA Registration Number
AF5396
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5396
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2012 - 27 Aug 2012
No
AF5396
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2012 - 27 Aug 2012
No
AF5396
SUMITOMO MITSUI TRUST (HONG KONG) LIMITED
Type 9: asset management
23 Mar 2012 - 27 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.