Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOH, SEN LOONG
Chinese Name of Relevant Individual
HKMA Registration Number
AF5404
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Feb 2018 - 08 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2017 - 22 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2017 - 21 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2016 - 27 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2016 - 01 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2016 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2016 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2016 - 18 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2015 - 01 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2015 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2015 - 30 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2015 - 23 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2014 - 07 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2014 - 05 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOH, SEN LOONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5404
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Feb 2018 - 08 Feb 2018
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jun 2017 - 22 Jun 2017
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Feb 2017 - 21 Feb 2017
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Oct 2016 - 27 Oct 2016
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Aug 2016 - 01 Sep 2016
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Jun 2016 - 30 Jun 2016
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Apr 2016 - 28 Apr 2016
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Apr 2016 - 14 Apr 2016
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Feb 2016 - 18 Feb 2016
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Nov 2015 - 01 Dec 2015
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Oct 2015 - 15 Oct 2015
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Jul 2015 - 30 Jul 2015
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Apr 2015 - 23 Apr 2015
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Aug 2014 - 07 Aug 2014
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 May 2014 - 05 Jun 2014
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Apr 2014 - 03 Apr 2014
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Apr 2013 - 11 Apr 2013
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Feb 2013 - 28 Feb 2013
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Aug 2012 - 16 Aug 2012
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Apr 2012 - 19 Apr 2012
No
AF5404
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.