Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, GARM HO
Chinese Name of Relevant Individual
蔡淦灝
HKMA Registration Number
AF5414
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2013 - 17 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2013 - 17 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2012 - 04 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2012 - 04 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, GARM HO
:
Chinese Name of Relevant Individual
蔡淦灝
:
HKMA Registration Number
AF5414
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5414
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Aug 2013 - 17 Aug 2014
No
AF5414
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Aug 2013 - 17 Aug 2014
No
AF5414
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2012 - 04 Jun 2013
No
AF5414
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2012 - 04 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.