Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, WING KI CLAIRE
Chinese Name of Relevant Individual
趙泳淇
HKMA Registration Number
AF5427
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, FLOW SALES BUSINESS
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
18 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, FLOW SALES BUSINESS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2019 - 17 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2017 - 17 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2017 - 28 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2017 - 28 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2015 - 23 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2012 - 06 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2012 - 06 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, WING KI CLAIRE
:
Chinese Name of Relevant Individual
趙泳淇
:
HKMA Registration Number
AF5427
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
18 May 2022
No
DIRECTOR, FLOW SALES BUSINESS
NATIXIS
Type 4: advising on securities
18 May 2022
No
DIRECTOR, FLOW SALES BUSINESS
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5427
NATIXIS
Type 1: dealing in securities
Since 18 May 2022
No
AF5427
NATIXIS
Type 4: advising on securities
Since 18 May 2022
No
AF5427
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
22 Feb 2019 - 17 Feb 2022
No
AF5427
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
28 Jul 2017 - 17 Feb 2022
No
AF5427
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
17 May 2017 - 28 Jun 2017
No
AF5427
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
17 May 2017 - 28 Jun 2017
No
AF5427
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
16 Sep 2015 - 23 Mar 2017
No
AF5427
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
24 Mar 2012 - 06 Apr 2014
No
AF5427
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
24 Mar 2012 - 06 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.