Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHEUK YIN
Chinese Name of Relevant Individual
王卓賢
HKMA Registration Number
AF5470
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2016 - 05 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2016 - 05 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2015 - 01 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2015 - 01 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Apr 2015 - 01 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2014 - 23 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2013 - 24 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2012 - 24 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Mar 2012 - 24 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHEUK YIN
:
Chinese Name of Relevant Individual
王卓賢
:
HKMA Registration Number
AF5470
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5470
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Nov 2016 - 05 Jul 2019
No
AF5470
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Nov 2016 - 05 Jul 2019
No
AF5470
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Apr 2015 - 01 Oct 2016
No
AF5470
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Apr 2015 - 01 Oct 2016
No
AF5470
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Apr 2015 - 01 Oct 2016
No
AF5470
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Dec 2014 - 23 Feb 2015
No
AF5470
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Feb 2013 - 24 Apr 2013
No
AF5470
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Mar 2012 - 24 Apr 2013
No
AF5470
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Mar 2012 - 24 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.