Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSENG, CHING-YUAN
Chinese Name of Relevant Individual

曾慶淵
HKMA Registration Number
AF5475
Other HKMA Registration Number(s)
AD8435
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Mar 2012
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, DIRECTOR
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Mar 2012
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, DIRECTOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSENG, CHING-YUAN
:
Chinese Name of Relevant Individual
曾慶淵
:
HKMA Registration Number
AF5475
:
Other HKMA Registration Number(s)
AD8435
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
28 Mar 2012
No
RELATIONSHIP MANAGER, DIRECTOR
CTBC BANK CO., LTD.
Type 4: advising on securities
28 Mar 2012
No
RELATIONSHIP MANAGER, DIRECTOR