Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, YIN CHUN
Chinese Name of Relevant Individual
HKMA Registration Number
AF5492
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Dec 2016 - 02 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Dec 2016 - 02 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2014 - 21 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2014 - 21 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2012 - 14 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2012 - 14 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Oct 2012 - 14 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2012 - 14 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2012 - 14 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, YIN CHUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5492
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5492
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Dec 2016 - 02 May 2019
No
AF5492
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Dec 2016 - 02 May 2019
No
AF5492
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Nov 2014 - 21 Dec 2016
No
AF5492
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Nov 2014 - 21 Dec 2016
No
AF5492
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Oct 2012 - 14 Oct 2014
No
AF5492
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Oct 2012 - 14 Oct 2014
No
AF5492
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Oct 2012 - 14 Oct 2014
No
AF5492
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Mar 2012 - 14 Aug 2012
No
AF5492
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Mar 2012 - 14 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.