Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RAO CHANDOOR RAGHAVENDRA, HARISH
Chinese Name of Relevant Individual
HKMA Registration Number
AF5514
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2017 - 30 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2017 - 30 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2016 - 14 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2016 - 14 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2015 - 09 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2015 - 09 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2014 - 27 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2014 - 27 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2013 - 21 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2013 - 21 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2012 - 07 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2012 - 07 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2012 - 04 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RAO CHANDOOR RAGHAVENDRA, HARISH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5514
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5514
CITIBANK, N.A.
Type 1: dealing in securities
28 Aug 2017 - 30 Aug 2017
No
AF5514
CITIBANK, N.A.
Type 4: advising on securities
28 Aug 2017 - 30 Aug 2017
No
AF5514
CITIBANK, N.A.
Type 1: dealing in securities
07 Dec 2016 - 09 Dec 2016
No
AF5514
CITIBANK, N.A.
Type 4: advising on securities
07 Dec 2016 - 09 Dec 2016
No
AF5514
CITIBANK, N.A.
Type 1: dealing in securities
13 Jun 2016 - 14 Jun 2016
No
AF5514
CITIBANK, N.A.
Type 4: advising on securities
13 Jun 2016 - 14 Jun 2016
No
AF5514
CITIBANK, N.A.
Type 1: dealing in securities
04 Dec 2015 - 09 Dec 2015
No
AF5514
CITIBANK, N.A.
Type 4: advising on securities
04 Dec 2015 - 09 Dec 2015
No
AF5514
CITIBANK, N.A.
Type 1: dealing in securities
24 Feb 2014 - 27 Feb 2014
No
AF5514
CITIBANK, N.A.
Type 4: advising on securities
24 Feb 2014 - 27 Feb 2014
No
AF5514
CITIBANK, N.A.
Type 1: dealing in securities
16 Jun 2013 - 21 Jun 2013
No
AF5514
CITIBANK, N.A.
Type 4: advising on securities
16 Jun 2013 - 21 Jun 2013
No
AF5514
CITIBANK, N.A.
Type 1: dealing in securities
03 Sep 2012 - 07 Sep 2012
No
AF5514
CITIBANK, N.A.
Type 4: advising on securities
03 Sep 2012 - 07 Sep 2012
No
AF5514
CITIBANK, N.A.
Type 1: dealing in securities
29 Mar 2012 - 04 Apr 2012
No
AF5514
CITIBANK, N.A.
Type 4: advising on securities
29 Mar 2012 - 04 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.