Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KEI
Chinese Name of Relevant Individual
陳琪
HKMA Registration Number
AF5521
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR PERSONAL BANKING MGR-CC
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jan 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR PERSONAL BANKING MGR-CC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2022 - 13 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2022 - 13 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2012 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2012 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KEI
:
Chinese Name of Relevant Individual
陳琪
:
HKMA Registration Number
AF5521
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2023
No
SENIOR PERSONAL BANKING MGR-CC
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2023
No
SENIOR PERSONAL BANKING MGR-CC
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5521
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 14 Jan 2023
No
AF5521
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 14 Jan 2023
No
AF5521
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jan 2022 - 13 Nov 2022
No
AF5521
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jan 2022 - 13 Nov 2022
No
AF5521
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Mar 2012 - 30 Nov 2021
No
AF5521
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Mar 2012 - 30 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.