Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, XIA XIN
Chinese Name of Relevant Individual
汪夏新
HKMA Registration Number
AF5541
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
22 Jun 2024 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 May 2012 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2012 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2012 - 25 Oct 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, XIA XIN
:
Chinese Name of Relevant Individual
汪夏新
:
HKMA Registration Number
AF5541
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5541
BANK OF CHINA INTERNATIONAL LIMITED
Type 5: advising on futures contracts
22 Jun 2024 - 25 Oct 2024
No
AF5541
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
30 May 2012 - 25 Oct 2024
No
AF5541
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
31 Mar 2012 - 25 Oct 2024
No
AF5541
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
31 Mar 2012 - 25 Oct 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.