Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, YAT SZE
Chinese Name of Relevant Individual
叢日詩
HKMA Registration Number
AF5544
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, PRIVATE BANKING
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2026 - 03 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2026 - 03 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2024 - 21 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2024 - 21 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2022 - 16 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2022 - 16 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2021 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2021 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2016 - 11 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2016 - 11 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2014 - 10 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2014 - 10 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2012 - 08 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, YAT SZE
:
Chinese Name of Relevant Individual
叢日詩
:
HKMA Registration Number
AF5544
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
18 Apr 2026
No
CUSTOMER SERVICES, PRIVATE BANKING
DAH SING BANK, LIMITED
Type 4: advising on securities
18 Apr 2026
No
CUSTOMER SERVICES, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5544
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 18 Apr 2026
No
AF5544
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 18 Apr 2026
No
AF5544
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Jan 2026 - 03 Feb 2026
No
AF5544
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Jan 2026 - 03 Feb 2026
No
AF5544
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
12 Jan 2024 - 21 Nov 2025
No
AF5544
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
12 Jan 2024 - 21 Nov 2025
No
AF5544
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Sep 2022 - 16 Nov 2023
No
AF5544
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Sep 2022 - 16 Nov 2023
No
AF5544
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
21 Oct 2021 - 12 Aug 2022
No
AF5544
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
21 Oct 2021 - 12 Aug 2022
No
AF5544
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Mar 2016 - 11 Sep 2021
No
AF5544
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Mar 2016 - 11 Sep 2021
No
AF5544
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 Sep 2014 - 10 Oct 2014
No
AF5544
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 Sep 2014 - 10 Oct 2014
No
AF5544
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Mar 2012 - 08 Jul 2014
No
AF5544
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Mar 2012 - 08 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.