Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FREITAS, BRIAN CAETANO
Chinese Name of Relevant Individual
HKMA Registration Number
AF5559
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2014 - 15 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2013 - 24 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2012 - 04 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF NOVA SCOTIA (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2012 - 04 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FREITAS, BRIAN CAETANO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5559
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5559
BARCLAYS BANK PLC
Type 1: dealing in securities
12 Dec 2014 - 15 May 2017
No
AF5559
MACQUARIE BANK LIMITED
Type 1: dealing in securities
02 Sep 2013 - 24 Nov 2014
No
AF5559
BANK OF NOVA SCOTIA (THE)
Type 1: dealing in securities
02 Apr 2012 - 04 Jun 2013
No
AF5559
BANK OF NOVA SCOTIA (THE)
Type 4: advising on securities
02 Apr 2012 - 04 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.