Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HU, YI NA
Chinese Name of Relevant Individual
胡伊娜
HKMA Registration Number
AF5589
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2015 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2015 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2012 - 26 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2012 - 26 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HU, YI NA
:
Chinese Name of Relevant Individual
胡伊娜
:
HKMA Registration Number
AF5589
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5589
CREDIT SUISSE AG
Type 1: dealing in securities
14 Mar 2015 - 30 Jun 2016
No
AF5589
CREDIT SUISSE AG
Type 4: advising on securities
14 Mar 2015 - 30 Jun 2016
No
AF5589
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
06 Apr 2012 - 26 Nov 2014
No
AF5589
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
06 Apr 2012 - 26 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.