Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AAGAARD, LARS ERIK
Chinese Name of Relevant Individual
HKMA Registration Number
AF5603
Other HKMA Registration Number(s)
AG3926
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2020 - 05 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Dec 2020 - 05 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2014 - 10 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jul 2014 - 10 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2013 - 06 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Feb 2013 - 06 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2012 - 12 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Apr 2012 - 12 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AAGAARD, LARS ERIK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF5603
:
Other HKMA Registration Number(s)
AG3926
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3926
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Dec 2020 - 05 Jul 2024
Yes
AG3926
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 Dec 2020 - 05 Jul 2024
Yes
AG3926
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Jul 2014 - 10 Dec 2020
No
AG3926
BARCLAYS BANK PLC
Type 6: advising on corporate finance
01 Jul 2014 - 10 Dec 2020
No
AF5603
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Feb 2013 - 06 Feb 2013
No
AF5603
BARCLAYS BANK PLC
Type 6: advising on corporate finance
04 Feb 2013 - 06 Feb 2013
No
AF5603
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Apr 2012 - 12 Apr 2012
No
AF5603
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 Apr 2012 - 12 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.