Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAU, MAN TING
Chinese Name of Relevant Individual
侯敏婷
HKMA Registration Number
AF5605
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2016 - 28 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2016 - 28 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2012 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2012 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAU, MAN TING
:
Chinese Name of Relevant Individual
侯敏婷
:
HKMA Registration Number
AF5605
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF5605
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jan 2016 - 28 Jan 2025
No
AF5605
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Jan 2016 - 28 Jan 2025
No
AF5605
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Apr 2012 - 17 Dec 2013
No
AF5605
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Apr 2012 - 17 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.